Sr. Analyst, IT Business Control & Risk Management
Company: Santander Holdings USA Inc
Location: Pembroke Pines
Posted on: May 4, 2022
Miami, United States of America
WHAT YOU WILL BE DOING
The Sr Analyst, Business Control & Risk Management, represents the
First Line of Defense and is responsible to identify, assess and
action various risks throughout the assigned business line by
executing defined risk programs in support of Application Inherent
Risk Assessment and Data Classification programs. This role will
primarily be driving the execution of data classification program
for applications as well as participating in the initiative for the
Application Inherent Risk Assessment program. The Associate is part
of the Technology GRC team within the Technology Chief Operating
Drives execution of data classification program to assess data
classification assigned to applications.
Supports the Application Inherent Risk Assessment (App IRA) program
by facilitating app IRA during application registration and
Works collaboratively with SLoD, compliance, privacy, business, and
technical owners on data classification and App IRA.
Contributes to escalation, reporting and communication of program
updates and quality assurance items to various risk governance
Adherence to Risk Frameworks, Policies, and Standards: Partner with
SLoD to provide input/review of framework, policies, and standards.
Facilitate Business Line awareness of and adherence to risk
frameworks, policies, and standards and issue validation. Report
and escalate exceptions and facilitate Business Line corrective
Analyzes documentation for evidence of successful and efficient
Applies developing knowledge and supports the design, assessment,
and/or administration of quality assurance programs, practices and
Assists in the collection and initial analysis of data, preparation
of business owner control surveys
Conducts quality audits on all routine and complex transactions and
correspondence to ensure proper processing according to established
Develops training on policies and procedures concerning controls
and risk management.
Independently conduct internal control testing - including on-site
observations, interviews with management and staff, analytical
procedures and statistical/judgmental analysis and testing of
Interprets regulations affecting control standards with large
degree of independence and suggests methods of updating policies
and practices to address any risk concerns.
Leads operating process and internal control improvement
Manages complex projects that involve working with businesses to
improve controls to mitigate any deficiencies.
Partners with Internal Audit, Compliance, and/or Operations
Management to share information and escalate issues as needed.
Provides thematic analysis of issues for business to identify
Reports audit results and determines corrective action plans, as
Reviews current policies and procedures to identify process gaps
and opportunities for improvement.
Reviews, monitors and tests internal controls and procedures
associated with products, services, customers and operations.
Through walkthroughs and testing, identifies possible internal
control breakdowns and gaps and report them to management.
Works with the business to understand the controls currently in
place to minimize risk.
Other duties as assigned.
Bachelor's Degree: Accounting, Business, Statistics, Risk
Management, Information Systems, Finance, Economics or equivalent
field or equivalent work experience
Master's Degree: Accounting, Business, Statistics, Risk Management,
Information Systems, Finance, Economics or equivalent field.
5-9 years Risk Management, Internal Controls, Auditing, Credit
Management, relevant line of business experience and/or legal or
Skills & Abilities -
Demonstrated experience supporting and/or leading risk projects
across multiple business lines offering a wide variety of financial
services products and services.
Knowledge of the financial services sector, particularly with the
competitive dynamics and products in retail banking and risk
Advanced understanding of the regulatory environment and how the
risks of the products and services the bank offers are viewed by
the Second Line of Defense and regulators.
Ability to build credibility with, collaborate with, and influence
line of business executives.
Excellent analytical and complex problem solving skills.
Strong project management skills.
Ability to constructively work both independently and in
collaborative environments involving all levels of management and
Ability to collaborate with internal and external service providers
to establish resource requirements, scheduling, assignments and
Ability to build internal and external networks of information
resources within the risk management ecosystem.
Understanding of BSA/AML and OFAC regulations, regulatory
expectations and industry leading practices.
Licenses & Certifications -
Other Risk Certification
Diversity & EEO Statements: At Santander, we value and respect
differences in our workforce and strive to increase the diversity
of our teams. We actively encourage everyone to apply.
Santander is an equal opportunity employer. All qualified
applicants will receive consideration for employment without regard
to race, color, religion, sex, sexual orientation, gender identity,
national origin, genetics, disability, age, veteran status or any
other characteristic protected by law.
Working Conditions: Frequent Minimal physical effort such as
sitting, standing and walking. Occassional moving and lifting
equipment and furniture is required to support onsite and offsite
meeting setup and teardown. Physically capable of lifting up to
fifty pounds, able to bend, kneel, climb ladders.
Employer Rights: Employer Rights: This job description does not
list all of the job duties of the job. You may be asked by your
supervisors or managers to perform other duties. You may be
evaluated in part based upon your performance of the tasks listed
in this job description. The employer has the right to revise this
job description at any time. This job description is not a contract
for employment and either you or the employer may terminate at any
time for any reason.
WHAT WE ARE LOOKING FOR
EDUCATION Bachelor of Science (BS)
Primary Location: Miami, Florida, United States of America
Other Locations: Florida-Miami
Organization: Santander Consumer USA Inc.
Keywords: Santander Holdings USA Inc, Pembroke Pines , Sr. Analyst, IT Business Control & Risk Management, Accounting, Auditing , Pembroke Pines, Florida
Didn't find what you're looking for? Search again!